Mandatory certification implementation rules for electrical and electronic products (table)


1. Scope of application

This rule applies to recessed lamps with fixed voltages above 36V and not exceeding 1000V, fixed general-purpose lamps, portable general-purpose lamps; ballasts for fluorescent lamps with a power supply voltage not exceeding 1000V, and discharge lamps (excluding fluorescent lamps) AC electronic ballast for fluorescent lamps.

2. Authentication mode

Type test + initial factory inspection + post-certification supervision

3. The basic part of certification

3.1 Application for certification

3.2 Type test

3.3 Initial factory inspection

3.4 Evaluation and approval of certification results

3.5 Supervision after certification

4. Basic requirements for certification implementation

4.1 Application for certification

4.1.1 Application unit division

The application units are divided according to different product types, structures, installation methods, materials and key components and components used (see Annex 2). The division principle of specific product certification units is shown in Annex 1.

Products of the same manufacturer, the same model, and different production plants shall be divided into different application units. The type test shall be carried out only on the samples of one production plant. If necessary, other production plants shall provide samples and relevant materials for the certification body to be consistent. Verification.

4.1.2 Documents to be submitted at the time of application

To apply for certification, a formal application should be submitted with the following documents:

1) Certificate of registration of the applicant/manufacturer/manufacturer;

2) Product description information, including the specifications of the key components and/or main raw materials used (Annex 2) and their manufacturers;

3) A description of the differences between the various models in the same application unit;

4) Other required documents.

4.2 Type test

4.2.1 Sample delivery of type test

4.2.1.1 Principle of sample delivery

A representative sample is selected from the certification application unit for type testing, and the selected sample should cover the safety requirements of the series products. When it cannot be covered, other products in the application unit should also be selected for supplementary testing.

When applying for the whole machine certification, the key safety components (Attachment 2) in the whole machine should be sampled separately according to the corresponding requirements for testing. The key components have obtained the compulsory product certification certificate / the National Certification and Accreditation Administration can be mandatory for the whole machine. Sexual certification recognizes the voluntary certification of the certification results and is exempt from separate testing, but samples and related information should still be provided for verification by the certification body.

4.2.1.2 Number of samples to be delivered

The sample of the type test shall be selected by the applicant according to the requirements of the certification body and shall be responsible for the sample selection. The number of samples sent by the whole machine is shown in Annex 1. The number of samples for safety parts that are separately tested with the whole machine and the requirements for sample delivery are shown in Annex 2.

4.2.1.3 Disposal of type test samples and related materials

After the type test, the test sample and/or related materials should be disposed of in an appropriate manner.

4.2.2 Test standards, projects and methods for type testing

4.2.2.1 Testing standards

1) GB 7000.1 "General Safety Requirements and Tests for Luminaires"

2) GB 7000.10 "Safety Requirements for Fixed General Lamps"

3) GB 7000.11 "Safety Requirements for Portable General Luminaires"

4) GB 7000.12 "Safety Requirements for Embedded Fixtures"

5) GB 19510.1 "Control devices for lamps - Part 1: General requirements and safety requirements"

6) GB 19510.4 "Control devices for lamps - Part 4: Particular requirements for AC electronic ballasts for fluorescent lamps"

7) GB 19510.9 "Lighting control devices - Part 9: Particular requirements for ballasts for fluorescent lamps"

8) GB 19510.10 "Control devices for lamps - Part 10: Particular requirements for ballasts for discharge lamps (excluding fluorescent lamps)"

9) GB 17743 "Limitations and measurement methods for radio disturbance characteristics of electrical lighting and similar equipment"

10) GB17625.1 "Electromagnetic compatibility limit harmonic current emission limit (equipment per phase current ≤ 16A)"

Note: The test standard should be in the current valid version. In case of special circumstances, the State Certification and Accreditation Administration will explain separately.

4.2.2.2 Inspection items

1) Safety inspection project

The product testing program is all applicable items specified in the product safety standard.

2) Electromagnetic compatibility inspection project

Insertion loss

Disturbance voltage

Radiated electromagnetic disturbance

Harmonic current

4.2.2.3 Test method

Inspection is carried out in accordance with the inspection methods and/or reference standards and/or inspection methods specified in the relevant product safety and electromagnetic compatibility standards.

4.2.3 Type test report and product description report

After the type test is completed, the testing agency issues the Type Test Report.

If the part of the type test project is unqualified, the applicant shall be allowed to carry out rectification; the rectification shall be completed within the time limit stipulated by the certification body (calculated from the date of the failure of the type test failure), and if the rectification fails to be completed on schedule, the applicant shall be deemed to have waived the application. The applicant may also voluntarily terminate the application.

The Product Description Report is a description of all products and certification related information in the application unit. The certification body organizes the preparation of the Product Description Report according to the specified content and format. The content should be clear and complete.

The certification body shall provide the Type Test Report and the Product Description Report to the licensee in a timely manner. The licensee shall ensure that the complete and valid Type Test Report and Product Description Report are available at the manufacturer.

4.3 Initial factory inspection

4.3.1 Checking the content

The contents of the factory inspection are factory quality assurance capability inspection and product consistency inspection.

4.3.1.1 Factory quality assurance capability check

The inspectors sent by the certification body shall inspect the quality assurance capability of the factory in accordance with the “Quality Assurance Requirements of the Factory” (see Annex 4) and the supplementary inspection requirements formulated by the CNCA. At the same time, it should also be checked in accordance with the “Quality Control Testing Requirements for Compulsory Certification of Lighting Electrical Products” (see Annex 3).

4.3.1.2 Product consistency check

At the time of factory inspection, at least one sample should be taken for each manufacturer and each product at the production site for consistency check. The consistency check includes the witness test and verification of the following.

1) The identification content of the certified product shall be consistent with that indicated on the type test report;

2) The structure of the certified product (especially for structures involving safety and electromagnetic compatibility) shall be identical to the prototype at the time of the type test;

3) The key components and materials used in the certification of the product shall be consistent with those declared at the type test and confirmed by the certification body.

The witness test project is at least a routine inspection project (see Annex 3).

4.3.1.3 Inspection scope

The factory quality assurance capability inspection and product consistency inspection shall cover all processing sites where the certified product is applied.

4.3.2 Initial factory inspection time

In general, after the type test is passed, the initial factory inspection is carried out. Type tests and factory inspections can also be carried out simultaneously, as required. In principle, the factory inspection should be completed within one year after the end of the type test, otherwise the type test should be repeated. At the initial factory inspection, the factory shall produce products within the scope of the application for certification.

The factory inspection time is determined according to the number of units of the certified product to be applied, and the production scale of the factory is appropriately considered. Generally, each processing site is 1 to 4 person-days.


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